Lombard Odier Asset Management (Europe) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Lombard Odier Asset Management (Europe) LtdGoldings House2 Hays LaneLondonSouthwarkSE1 2HBUNITED KINGDOM- Phone
- +442032066000
-
Complaints Contact
Lombard Odier Asset Management (Europe) LtdGoldings House2 Hays LaneLondonSouthwarkSE1 2HBUNITED KINGDOM- Phone
- +442032066000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Ralph Michiel Robert Sandelowsky
IRN RMS01230
- CF30 Customer (12 Feb 2013 to 16 Jul 2013)
-
Ranajay Raychaudhuri
IRN RXR01399
- CF30 Customer (29 Apr 2013 to 31 Oct 2014)
-
Rebeca Coriat
IRN RXC00296
- [FCA CF] Client dealing (since 18 Mar 2021)
-
Ricard Ragnar Janson
IRN RRJ01016
- CF30 Customer (22 Nov 2013 to 31 May 2017)
-
Richard Edward Reid Sharman
IRN RES01038
- CF30 Customer (18 Mar 2016 to 4 Apr 2016)
-
Richard Tyszkiewicz
IRN RXT01547
- [FCA CF] Client dealing (18 Mar 2021 to 31 May 2021)
-
Ritesh Bamania
IRN RXB01915
- [FCA CF] Client dealing (since 18 Mar 2021)
- CF30 Customer (23 Jun 2017 to 8 Dec 2019)
-
Rob Giles
IRN RJG01088
- [FCA CF] Material risk taker (since 25 Feb 2025)
- [FCA CF] Client dealing (since 23 Mar 2021)
- CF30 Customer (3 Apr 2017 to 8 Dec 2019)
-
Robert Schlichting
IRN RXS03368
- CF30 Customer (11 Dec 2017 to 26 Mar 2019)
-
Roelof Dokter
IRN RXD01631
- CF30 Customer (1 Jul 2012 to 1 Nov 2015)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.