Logic Investments Ltd

• Principal Place of Business

  Alex Watkins and Ed Boyle

  Interpath Advisory

  130 ST VINCENT ST

  Glasgow

  G2 5HF

  UNITED KINGDOM

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Lyle Woodward

  IRN DLW01102

  • CF1 Director (AR) (5 Jul 2016 to 31 Mar 2017)
  • CF30 Customer (18 May 2016 to 31 Mar 2017)
• Darren John Easton

  IRN DJE01072

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2025)
  • CF11 Money Laundering Reporting (25 May 2012 to 3 Oct 2012)
  • CF30 Customer (4 Oct 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Oct 2010 to 8 Dec 2019)
  • CF1 Director (4 Oct 2010 to 8 Dec 2019)
• Gagan Paul Daphu

  IRN GPD01043

  • CF30 Customer (11 Mar 2014 to 2 Dec 2019)
• Gerard Keating

  IRN GXK01393

  • CF30 Customer (25 Nov 2014 to 4 Apr 2016)
• Henry Shann

  IRN HXS01634

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
  • CF30 Customer (21 Dec 2012 to 11 Jan 2016)
• Ian Coleman

  IRN IXC01246

  • CF30 Customer (14 Oct 2016 to 12 Jan 2018)
  • CF1 Director (AR) (14 Oct 2016 to 12 Jan 2018)
• James William Phillips

  IRN JWP01077

  • SMF3 Executive Director (23 Aug 2023 to 23 Aug 2023)
• Joraber Singh Sahota

  IRN JSS01127

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2021)
  • CF30 Customer (14 Feb 2016 to 8 Dec 2019)
• Khilan Gulabchand Shah

  IRN KGS01034

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2023)
  • CF1 Director (2 Oct 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (5 Jul 2012 to 8 Dec 2019)
• Lawrence Arthur Mills

  IRN LAM01143

  • CF30 Customer (14 Dec 2015 to 10 May 2016)

• PIA-First Limited (no longer appointed)

  FRN 591182 · Appointed 19 Sep 2016 · Until 12 Jan 2018

• Mayfair Capital Limited (no longer appointed)

  FRN 751093 · Appointed 28 Jun 2016 · Until 3 Apr 2017

No changes recorded yet.