Lodge Financial Advice Ltd

• Principal Place of Business

  9 Lodge Road

  Coleraine

  County Londonderry

  BT52 1LU

  UNITED KINGDOM

  Phone

  +4402870344222

  Web

  https://www.lodgefinancial.co.uk

• Complaints Contact

  9 Lodge Road

  Coleraine

  County Londonderry

  BT52 1LU

  UNITED KINGDOM

  Phone

  +4402870344222

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · The firm will not allow a client to utilise the funds raised by way of loan to increase the size of an investment portfolio under review by the firm.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · Limited to the provision of credit information services with no credit repair.

• Michael Francis David Shaw

  IRN MFS00010

  • CF21 Investment Adviser (12 Jan 2004 to 31 Dec 2004)
• Samuel Hanna

  IRN SXH01111

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2024)
  • [FCA CF] Client dealing (since 11 Jan 2024)
• Simon George McHenry

  IRN SGM00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Sep 2013 to 8 Dec 2019)
• Stephen Carrington Laird

  IRN SCL00013

  • CF30 Customer (1 Nov 2007 to 27 Mar 2008)
  • CF21 Investment Adviser (7 Dec 2006 to 12 Dec 2006)
• Stephen Clarke

  IRN SXC00048

  • CF30 Customer (1 Nov 2007 to 3 Jun 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 3 Jun 2013)
  • CF1 Director (12 Jan 2004 to 3 Jun 2013)
  • CF3 Chief Executive (12 Jan 2004 to 3 Jun 2013)
  • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (12 Jan 2004 to 3 Jun 2013)
  • CF8 Apportionment and Oversight (12 Jan 2004 to 31 Mar 2009)
• Stuart Kyle Watson

  IRN SXW00474

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 14 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2021)
• Tabitha Mary Riddles

  IRN TXR00130

  • [FCA CF] Functions requiring qualifications (4 Aug 2021 to 18 Aug 2022)
  • [FCA CF] Client dealing (4 Aug 2021 to 18 Aug 2022)
• Timothy Richard McCollum

  IRN TXM00467

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2023)

No changes recorded yet.