Date authorised
17 April 2023
Companies House
FC037878
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St Botolph Building
    138 Hooundsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +442079330000
  • Complaints Contact

    St Botolph Building
    138 Hooundsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +442079330000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Alamango

    IRN JXA00491

    • SMF1 Chief Executive (since 21 Apr 2023)
  • Sarah Michelle Halldearn

    IRN SXH23316

    • Responsible for Insurance Distribution (since 21 Apr 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 17 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.