Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Edward Butler
IRN EXB00247
- [FCA CF] Significant management (since 31 Mar 2022)
Emma Jane Poole
IRN EXP00078
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
Evert-Jan Jouke Hentenaar
IRN EJH01094
- Responsible for Insurance Distribution (since 19 Aug 2024)
- SMF1 Chief Executive (since 17 Jun 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
- CF29 Significant management (10 Dec 2012 to 8 Dec 2019)
- CF4 Partner (27 Jan 2011 to 8 Dec 2019)
Fiona Harris
IRN FXH01340
- SMF11 Chair of the Audit Committee (since 1 Apr 2025)
- SMF14 Senior Independent Director (since 20 Jan 2021)
Fiona Kirsty MacKenzie MacLeod
IRN FXM00092
- [FCA CF] Significant management (31 Mar 2021 to 30 Jun 2025)
Francis Stephen Burridge
IRN FSB01011
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (13 Dec 2010 to 8 Dec 2019)
Frank Fripon
IRN FXF00053
- CF1 Director (AR) (since 3 Jan 2023)
Gabriel Moynagh
IRN GXM02591
- CF3 Chief Executive (AR) (18 Aug 2021 to 14 Feb 2023)
- CF1 Director (AR) (18 Aug 2021 to 14 Feb 2023)
Gareth Charles Abbott
IRN GXA00152
- [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
- [FCA CF] Significant management (31 Mar 2022 to 27 Apr 2023)
Garry John Moseley
IRN GJM01201
- CF4 Partner (13 Dec 2010 to 27 Jan 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.