Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darran Baird

    IRN DXB02011

    • CF28 Systems and controls (1 Nov 2010 to 30 Apr 2012)
  • Darren Scoffield

    IRN DXS00514

    • [FCA CF] CASS oversight function (31 Mar 2022 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (31 Mar 2022 to 31 Mar 2023)
    • [FCA CF] Significant management (3 Sep 2021 to 30 Apr 2024)
  • David Alexander Graham

    IRN DXG00361

    • [FCA CF] Significant management (since 31 Mar 2022)
  • David Charles Hair

    IRN DCH01130

    • [FCA CF] Significant management (1 Apr 2022 to 31 Mar 2026)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
  • David Hayhow

    IRN DXH01850

    • [FCA CF] Manager of certification employee (since 18 May 2022)
    • [FCA CF] Significant management (since 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (8 Dec 2010 to 8 Dec 2019)
  • David Ian Lee

    IRN DIL01009

    • [FCA CF] Significant management (31 Mar 2021 to 4 Jan 2024)
  • David John Gee

    IRN DJG01152

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 May 2020)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 31 Dec 2024)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Dec 2024)
    • CF2 Non Executive Director (1 Nov 2010 to 8 Dec 2019)
  • David John Knock

    IRN DXK00227

    • [FCA CF] Significant management (31 Mar 2022 to 15 Jun 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2022 to 15 Jul 2022)
  • David Michael Ripton

    IRN DMR01161

    • [FCA CF] Significant management (since 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
  • David Roger Preston

    IRN DXP00376

    • [FCA CF] Significant management (31 Mar 2022 to 25 Mar 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.