Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carol Muller

    IRN CXM01050

    • [FCA CF] Significant management (since 11 Apr 2024)
  • Catherine Angus Goodyear

    IRN CAG01125

    • CF1 Director (AR) (17 Feb 2011 to 14 Jul 2014)
  • Charles Howe Marshall

    IRN CHM01037

    • CF1 Director (AR) (3 Feb 2012 to 1 Jan 2016)
  • Charles Starkey

    IRN CXS00753

    • [FCA CF] Significant management (since 25 Jul 2023)
  • Charlotte Ashburner

    IRN CXA00312

    • [FCA CF] Significant management (10 Aug 2023 to 3 Sep 2024)
  • Charlotte Davies

    IRN CXT01367

    • CF4 Partner (9 Dec 2010 to 31 Dec 2012)
    • CF29 Significant management (1 Nov 2010 to 31 Dec 2012)
  • Chris Rofe

    IRN CXR00351

    • [FCA CF] Significant management (since 17 May 2022)
  • Christopher Charles Wetherell

    IRN CCW01058

    • SMF27 Partner (since 2 Aug 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 2 Aug 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
  • Christopher David O'Halloran

    IRN CXO00117

    • [FCA CF] Significant management (since 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
  • Christopher James Tagg

    IRN CJT01159

    • [FCA CF] Manager of certification employee (since 31 Mar 2022)
    • [FCA CF] Significant management (since 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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