Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Timothy Bastow
IRN ATB01057
- CF28 Systems and controls (9 Dec 2010 to 25 Apr 2014)
Andrew William Norris
IRN AWN01020
- SMF27 Partner (9 Dec 2019 to 1 May 2020)
- CF4 Partner (17 Jan 2011 to 8 Dec 2019)
Andrzej Karol Yan Danyluk
IRN AXD00553
- [FCA CF] Manager of certification employee (since 31 Mar 2022)
- [FCA CF] Significant management (since 31 Mar 2022)
Angel Martinez Roig
IRN AXR00315
- [FCA CF] Significant management (31 Mar 2021 to 10 Dec 2021)
Anthony James Place
IRN AJP01393
- CF4 Partner (14 Jun 2012 to 1 May 2019)
Aoife Ryall
IRN AXR00902
- [FCA CF] Significant management (since 11 Mar 2024)
Benedict Trynka-Watson
IRN BXT00449
- [FCA CF] Significant management (9 May 2024 to 15 Sep 2024)
Benjamin Austen Warman
IRN BAW01064
- [FCA CF] Manager of certification employee (since 31 Mar 2023)
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (26 May 2015 to 8 Dec 2019)
Benjamin Norman Beeson
IRN BNB01015
- CF4 Partner (28 Jan 2011 to 28 Feb 2014)
Benjamin Paul Waterton
IRN BPW01039
- CF4 Partner (4 Jan 2011 to 8 Oct 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.