Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Peter Everett

    IRN JPE01050

    • CF4 Partner (21 Dec 2010 to 1 May 2016)
  • John William Matthew Rittner

    IRN JWR01103

    • CF1 Director (AR) (29 Aug 2018 to 3 Feb 2020)
  • Jon Green

    IRN JXG24559

    • SMF27 Partner (since 23 Sep 2020)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF18 Other Overall Responsibility (20 Mar 2020 to 23 Sep 2020)
  • Jonathan Bishop

    IRN JXB03817

    • [FCA CF] Significant management (since 2 Jul 2024)
    • [FCA CF] Manager of certification employee (since 2 Jul 2024)
  • Jonathan Hackett

    IRN JXH75338

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (6 Jul 2020 to 31 Mar 2022)
  • Jordan Moss

    IRN JXM01347

    • [FCA CF] Significant management (30 Mar 2023 to 31 Jan 2026)
  • Julian Timothy James

    IRN JTJ01010

    • CF4 Partner (6 Dec 2010 to 31 Jan 2013)
    • CF29 Significant management (1 Nov 2010 to 31 Jan 2013)
  • Julie Dawn Coates

    IRN JDC01205

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
    • CF4 Partner (1 May 2017 to 8 Dec 2019)
    • CF28 Systems and controls (9 Sep 2014 to 8 Dec 2019)
  • Justin Pinches

    IRN JXP24548

    • [FCA CF] Significant management (since 10 Aug 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 1 Dec 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 1 Dec 2022)
    • SMF18 Other Overall Responsibility (18 Feb 2020 to 31 Mar 2022)
  • Kajan Nithiananthan

    IRN KXN00052

    • [FCA CF] Significant management (since 31 Mar 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.