Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Scrivner

    IRN CJS01353

    • [FCA CF] Significant management (31 Mar 2022 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2022 to 31 Jan 2025)
    • CF29 Significant management (7 Jun 2013 to 8 Dec 2019)
  • Christopher Mark Arthur Brown

    IRN CMB01164

    • [FCA CF] Significant management (since 15 Dec 2023)
    • [FCA CF] Manager of certification employee (since 15 Dec 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • Responsible for Insurance Distribution (25 Mar 2021 to 1 May 2022)
    • SMF1 Chief Executive (13 Aug 2020 to 1 May 2022)
    • SMF27 Partner (9 Dec 2019 to 13 Aug 2020)
    • CF4 Partner (17 Jan 2011 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
  • Christopher Ralph Hewitt

    IRN CRH01118

    • CF4 Partner (20 Jan 2011 to 26 Jan 2012)
  • Christopher Wheeler

    IRN CXW00238

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 26 Jul 2022)
  • Clare-Ann Watson

    IRN CXW00253

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Clarissa Sophia Franks

    IRN CXF00274

    • SMF27 Partner (since 22 May 2024)
    • SMF18 Other Overall Responsibility (3 Apr 2024 to 22 May 2024)
  • Colin David Johnson

    IRN CDJ01042

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
  • Colin Graham Hasler

    IRN CGH01074

    • [FCA CF] Significant management (1 Apr 2022 to 1 Aug 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (16 Apr 2012 to 8 Dec 2019)
  • Craig Michael Hulkes

    IRN CMH01122

    • SMF16 Compliance Oversight (26 Feb 2020 to 8 Mar 2021)
    • CF28 Systems and controls (22 May 2014 to 8 Dec 2019)
  • Daniel David Harrison

    IRN DXH00905

    • CF1 Director (AR) (since 10 Jun 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.