Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Taylor
IRN WXT01152
- CF1 Director (AR) (14 Aug 2017 to 28 Aug 2018)
William Warren Humphrey III
IRN WWH01012
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 May 2020)
- CF2 Non Executive Director (1 May 2016 to 8 Dec 2019)
Zoe Deeks
IRN ZXD00021
- [FCA CF] Significant management (30 Mar 2023 to 26 Apr 2023)

Smaller firms operating under this firm's FCA authorisation.

Proseed Property Ltd (no longer appointed)
FRN 748686 · Appointed 1 Jun 2016 · Until 6 May 2019
Hera Management Services Limited (no longer appointed)
FRN 748794 · Appointed 1 Jun 2016 · Until 12 Jun 2018
Business First Network Ltd (no longer appointed)
FRN 747348 · Appointed 18 May 2016 · Until 31 Jan 2020
SIEPE SPORTS GROUP LIMITED (no longer appointed)
FRN 747351 · Appointed 18 May 2016 · Until 22 Feb 2021
Cyber Essentials Direct Ltd (no longer appointed)
FRN 747092 · Appointed 16 May 2016 · Until 19 Oct 2017
British Insurance Brokers' Association (no longer appointed)
FRN 717810 · Appointed 10 May 2016 · Until 24 Jan 2023
Greg McCusker (no longer appointed)
FRN 745689 · Appointed 1 May 2016 · Until 8 Sep 2021
CSJ Residential Ltd (no longer appointed)
FRN 742753 · Appointed 1 Apr 2016 · Until 6 May 2019
Spencer Henry Limited (no longer appointed)
FRN 727489 · Appointed 1 Dec 2015 · Until 1 Aug 2016
Adept Lifestyle Ltd (no longer appointed)
FRN 622389 · Appointed 27 Aug 2015 · Until 12 Nov 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.