Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Larry Karl Spurgeon
IRN LKS01020
- [FCA CF] Significant management (31 Mar 2021 to 30 Apr 2023)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Dec 2010 to 8 Dec 2019)
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Laura Kristy Paddison
IRN LXP00251
- [FCA CF] Significant management (31 Mar 2022 to 14 Mar 2023)
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Laura Skaanild
IRN LXS00299
- [FCA CF] Significant management (23 Jun 2023 to 28 May 2025)
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Lauren Wake
IRN LXW00350
- [FCA CF] Significant management (since 5 May 2023)
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Leanne Foot
IRN LXF00234
- [FCA CF] Significant management (22 Apr 2024 to 14 Nov 2025)
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Lee Catling
IRN LXC00483
- [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)
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Leo Flindall
IRN LXF00281
- SMF18 Other Overall Responsibility (since 6 Jun 2025)
- [FCA CF] Manager of certification employee (27 Mar 2025 to 5 Jun 2025)
- [FCA CF] Significant management (27 Mar 2025 to 5 Jun 2025)
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Lisa Jane Fantom
IRN LXF00207
- CF1 Director (AR) (9 Oct 2023 to 19 Jun 2025)
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Lisa Parker
IRN LXP00373
- [FCA CF] Significant management (since 16 Apr 2024)
- [FCA CF] Manager of certification employee (since 16 Apr 2024)
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Lucie-Jayne Louch
IRN LXL00222
- [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hera Management Services Limited (no longer appointed)
FRN 748794 · Appointed 1 Jun 2016 · Until 12 Jun 2018
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Business First Network Ltd (no longer appointed)
FRN 747348 · Appointed 18 May 2016 · Until 31 Jan 2020
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SIEPE SPORTS GROUP LIMITED (no longer appointed)
FRN 747351 · Appointed 18 May 2016 · Until 22 Feb 2021
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Cyber Essentials Direct Ltd (no longer appointed)
FRN 747092 · Appointed 16 May 2016 · Until 19 Oct 2017
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British Insurance Brokers' Association (no longer appointed)
FRN 717810 · Appointed 10 May 2016 · Until 24 Jan 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.