Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Edward Butler
IRN EXB00247
- [FCA CF] Significant management (since 31 Mar 2022)
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Emma Jane Poole
IRN EXP00078
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
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Evert-Jan Jouke Hentenaar
IRN EJH01094
- Responsible for Insurance Distribution (since 19 Aug 2024)
- SMF1 Chief Executive (since 17 Jun 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
- CF29 Significant management (10 Dec 2012 to 8 Dec 2019)
- CF4 Partner (27 Jan 2011 to 8 Dec 2019)
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Fiona Harris
IRN FXH01340
- SMF11 Chair of the Audit Committee (since 1 Apr 2025)
- SMF14 Senior Independent Director (since 20 Jan 2021)
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Fiona Kirsty MacKenzie MacLeod
IRN FXM00092
- [FCA CF] Significant management (31 Mar 2021 to 30 Jun 2025)
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Francis Stephen Burridge
IRN FSB01011
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (13 Dec 2010 to 8 Dec 2019)
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Frank Fripon
IRN FXF00053
- CF1 Director (AR) (since 3 Jan 2023)
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Gabriel Moynagh
IRN GXM02591
- CF3 Chief Executive (AR) (18 Aug 2021 to 14 Feb 2023)
- CF1 Director (AR) (18 Aug 2021 to 14 Feb 2023)
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Gareth Charles Abbott
IRN GXA00152
- [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
- [FCA CF] Significant management (31 Mar 2022 to 27 Apr 2023)
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Garry John Moseley
IRN GJM01201
- CF4 Partner (13 Dec 2010 to 27 Jan 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kinross Sports Advisory Limited (no longer appointed)
FRN 772408 · Appointed 23 Feb 2017 · Until 3 Feb 2020
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Professional Empowerment Guild Ltd (no longer appointed)
FRN 604529 · Appointed 30 Sep 2016 · Until 7 Sep 2021
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Northcott Capital Limited (no longer appointed)
FRN 759528 · Appointed 30 Sep 2016 · Until 17 Sep 2021
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Professional Club Protection Limited (no longer appointed)
FRN 753356 · Appointed 20 Jul 2016 · Until 10 Feb 2021
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2020 Innovation Training Ltd (no longer appointed)
FRN 629645 · Appointed 14 Jun 2016 · Until 22 Nov 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.