Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Taylor
IRN WXT01152
- CF1 Director (AR) (14 Aug 2017 to 28 Aug 2018)
William Warren Humphrey III
IRN WWH01012
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 May 2020)
- CF2 Non Executive Director (1 May 2016 to 8 Dec 2019)
Zoe Deeks
IRN ZXD00021
- [FCA CF] Significant management (30 Mar 2023 to 26 Apr 2023)

Smaller firms operating under this firm's FCA authorisation.

Kinross Sports Advisory Limited (no longer appointed)
FRN 772408 · Appointed 23 Feb 2017 · Until 3 Feb 2020
PXL Yorkshire Limited (no longer appointed)
FRN 557502 · Appointed 1 Nov 2016 · Until 1 Nov 2016
David Kelley (no longer appointed)
FRN 762026 · Appointed 18 Oct 2016 · Until 4 Sep 2018
Professional Empowerment Guild Ltd (no longer appointed)
FRN 604529 · Appointed 30 Sep 2016 · Until 7 Sep 2021
Northcott Capital Limited (no longer appointed)
FRN 759528 · Appointed 30 Sep 2016 · Until 17 Sep 2021
Daisypop Limited (no longer appointed)
FRN 758968 · Appointed 20 Sep 2016 · Until 5 Aug 2020
Fewco Limited (no longer appointed)
FRN 758371 · Appointed 13 Sep 2016 · Until 22 Jan 2020
Professional Club Protection Limited (no longer appointed)
FRN 753356 · Appointed 20 Jul 2016 · Until 10 Feb 2021
Libertatem Services Ltd (no longer appointed)
FRN 750968 · Appointed 24 Jun 2016 · Until 8 Sep 2021
2020 Innovation Training Ltd (no longer appointed)
FRN 629645 · Appointed 14 Jun 2016 · Until 22 Nov 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.