Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Timothy Bastow
IRN ATB01057
- CF28 Systems and controls (9 Dec 2010 to 25 Apr 2014)
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Andrew William Norris
IRN AWN01020
- SMF27 Partner (9 Dec 2019 to 1 May 2020)
- CF4 Partner (17 Jan 2011 to 8 Dec 2019)
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Andrzej Karol Yan Danyluk
IRN AXD00553
- [FCA CF] Manager of certification employee (since 31 Mar 2022)
- [FCA CF] Significant management (since 31 Mar 2022)
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Angel Martinez Roig
IRN AXR00315
- [FCA CF] Significant management (31 Mar 2021 to 10 Dec 2021)
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Anthony James Place
IRN AJP01393
- CF4 Partner (14 Jun 2012 to 1 May 2019)
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Aoife Ryall
IRN AXR00902
- [FCA CF] Significant management (since 11 Mar 2024)
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Benedict Trynka-Watson
IRN BXT00449
- [FCA CF] Significant management (9 May 2024 to 15 Sep 2024)
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Benjamin Austen Warman
IRN BAW01064
- [FCA CF] Manager of certification employee (since 31 Mar 2023)
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (26 May 2015 to 8 Dec 2019)
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Benjamin Norman Beeson
IRN BNB01015
- CF4 Partner (28 Jan 2011 to 28 Feb 2014)
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Benjamin Paul Waterton
IRN BPW01039
- CF4 Partner (4 Jan 2011 to 8 Oct 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kinross Sports Advisory Limited (no longer appointed)
FRN 772408 · Appointed 23 Feb 2017 · Until 3 Feb 2020
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Professional Empowerment Guild Ltd (no longer appointed)
FRN 604529 · Appointed 30 Sep 2016 · Until 7 Sep 2021
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Northcott Capital Limited (no longer appointed)
FRN 759528 · Appointed 30 Sep 2016 · Until 17 Sep 2021
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Professional Club Protection Limited (no longer appointed)
FRN 753356 · Appointed 20 Jul 2016 · Until 10 Feb 2021
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2020 Innovation Training Ltd (no longer appointed)
FRN 629645 · Appointed 14 Jun 2016 · Until 22 Nov 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.