Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• John Peter Everett

  IRN JPE01050

  • CF4 Partner (21 Dec 2010 to 1 May 2016)
• John William Matthew Rittner

  IRN JWR01103

  • CF1 Director (AR) (29 Aug 2018 to 3 Feb 2020)
• Jon Green

  IRN JXG24559

  • SMF27 Partner (since 23 Sep 2020)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF18 Other Overall Responsibility (20 Mar 2020 to 23 Sep 2020)
• Jonathan Bishop

  IRN JXB03817

  • [FCA CF] Significant management (since 2 Jul 2024)
  • [FCA CF] Manager of certification employee (since 2 Jul 2024)
• Jonathan Hackett

  IRN JXH75338

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (6 Jul 2020 to 31 Mar 2022)
• Jordan Moss

  IRN JXM01347

  • [FCA CF] Significant management (30 Mar 2023 to 31 Jan 2026)
• Julian Timothy James

  IRN JTJ01010

  • CF4 Partner (6 Dec 2010 to 31 Jan 2013)
  • CF29 Significant management (1 Nov 2010 to 31 Jan 2013)
• Julie Dawn Coates

  IRN JDC01205

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
  • CF4 Partner (1 May 2017 to 8 Dec 2019)
  • CF28 Systems and controls (9 Sep 2014 to 8 Dec 2019)
• Justin Pinches

  IRN JXP24548

  • [FCA CF] Significant management (since 10 Aug 2023)
  • [FCA CF] Significant management (31 Mar 2021 to 1 Dec 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 1 Dec 2022)
  • SMF18 Other Overall Responsibility (18 Feb 2020 to 31 Mar 2022)
• Kajan Nithiananthan

  IRN KXN00052

  • [FCA CF] Significant management (since 31 Mar 2021)

• Roberts Real Estate Ltd (no longer appointed)

  FRN 803460 · Appointed 5 Mar 2018 · Until 31 Jan 2020

• Mr Rollo Parsons (no longer appointed)

  FRN 801210 · Appointed 9 Feb 2018 · Until 30 Jun 2019

• Eli Schwartz (no longer appointed)

  FRN 800467 · Appointed 1 Feb 2018 · Until 3 Nov 2021

• Charlwood Projects Ltd (no longer appointed)

  FRN 797165 · Appointed 22 Dec 2017 · Until 19 Feb 2020

• The C.S. Partnership (no longer appointed)

  FRN 795198 · Appointed 28 Nov 2017 · Until 10 Feb 2021

• Bernard David Steinart (no longer appointed)

  FRN 793334 · Appointed 3 Nov 2017 · Until 12 Jun 2023

• Johnno Spence Consulting Ltd (no longer appointed)

  FRN 544739 · Appointed 16 Oct 2017 · Until 22 Jan 2020

• Sterling Consultancy Options Limited (no longer appointed)

  FRN 791444 · Appointed 13 Oct 2017 · Until 4 Mar 2021

• Capreon (UK) Limited (no longer appointed)

  FRN 786213 · Appointed 8 Aug 2017 · Until 4 Apr 2022

• Richard Saul Carlowe (no longer appointed)

  FRN 778539 · Appointed 8 May 2017 · Until 22 Oct 2021

No changes recorded yet.