Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Edward Butler
IRN EXB00247
- [FCA CF] Significant management (since 31 Mar 2022)
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Emma Jane Poole
IRN EXP00078
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
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Evert-Jan Jouke Hentenaar
IRN EJH01094
- Responsible for Insurance Distribution (since 19 Aug 2024)
- SMF1 Chief Executive (since 17 Jun 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
- CF29 Significant management (10 Dec 2012 to 8 Dec 2019)
- CF4 Partner (27 Jan 2011 to 8 Dec 2019)
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Fiona Harris
IRN FXH01340
- SMF11 Chair of the Audit Committee (since 1 Apr 2025)
- SMF14 Senior Independent Director (since 20 Jan 2021)
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Fiona Kirsty MacKenzie MacLeod
IRN FXM00092
- [FCA CF] Significant management (31 Mar 2021 to 30 Jun 2025)
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Francis Stephen Burridge
IRN FSB01011
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (13 Dec 2010 to 8 Dec 2019)
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Frank Fripon
IRN FXF00053
- CF1 Director (AR) (since 3 Jan 2023)
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Gabriel Moynagh
IRN GXM02591
- CF3 Chief Executive (AR) (18 Aug 2021 to 14 Feb 2023)
- CF1 Director (AR) (18 Aug 2021 to 14 Feb 2023)
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Gareth Charles Abbott
IRN GXA00152
- [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
- [FCA CF] Significant management (31 Mar 2022 to 27 Apr 2023)
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Garry John Moseley
IRN GJM01201
- CF4 Partner (13 Dec 2010 to 27 Jan 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Homeground Management Ltd (no longer appointed)
FRN 621900 · Appointed 28 Aug 2019 · Until 15 Mar 2024
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Orbital Witness Limited (no longer appointed)
FRN 911662 · Appointed 26 Jul 2019 · Until 20 Jun 2023
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MOUNTAIN TRAINING UNITED KINGDOM & IRELAND LTD (no longer appointed)
FRN 828931 · Appointed 18 Dec 2018 · Until 17 Sep 2021
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Sysnet Global Solutions (UK) Ltd (no longer appointed)
FRN 533099 · Appointed 1 Dec 2018 · Until 20 Feb 2023
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JJ & JE Powell Partnership (no longer appointed)
FRN 824291 · Appointed 26 Oct 2018 · Until 23 Dec 2021
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Northwick Consulting Ltd (no longer appointed)
FRN 813398 · Appointed 10 Jul 2018 · Until 30 Jul 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.