Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Stephen Whitewood

    IRN DSW01097

    • CF4 Partner (16 Dec 2010 to 1 Jul 2017)
    • CF29 Significant management (1 Nov 2010 to 1 Jul 2017)
  • David William Smith

    IRN DWS01098

    • SMF12 Chair of the Remuneration Committee (since 26 Mar 2025)
    • SMF13 Chair of the Nominations Committee (since 16 Feb 2023)
    • SMF9 Chair of the Governing Body (since 28 Jul 2020)
    • SMF14 Senior Independent Director (9 Dec 2019 to 28 Jul 2020)
    • CF2 Non Executive Director (12 Oct 2015 to 8 Dec 2019)
  • Debbie Teresa Day

    IRN DTD01030

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Aug 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Aug 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (1 Feb 2012 to 8 Dec 2019)
  • Declan John Durkan

    IRN DXD00136

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2024)
  • Dermot Andrew Hanafin

    IRN DAH01220

    • CF4 Partner (8 Jul 2014 to 7 Mar 2018)
  • Diego Martin Quarrato

    IRN DMQ00006

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • CF28 Systems and controls (13 Dec 2011 to 8 Dec 2019)
  • Dominic Adam Ashley Coleman

    IRN DAC01276

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (14 Dec 2010 to 8 Dec 2019)
  • Dominic Sweny

    IRN DXS00864

    • [FCA CF] Significant management (since 20 Jun 2023)
  • Duncan Lamb

    IRN DXL00558

    • [FCA CF] Significant management (since 3 Apr 2025)
  • Edward Alexander Gifford Aspinall

    IRN EAA01052

    • [FCA CF] Significant management (31 Mar 2021 to 7 Sep 2021)
    • SMF27 Partner (9 Dec 2019 to 7 Sep 2021)
    • CF4 Partner (7 Aug 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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