Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Carol Muller

  IRN CXM01050

  • [FCA CF] Significant management (since 11 Apr 2024)
• Catherine Angus Goodyear

  IRN CAG01125

  • CF1 Director (AR) (17 Feb 2011 to 14 Jul 2014)
• Charles Howe Marshall

  IRN CHM01037

  • CF1 Director (AR) (3 Feb 2012 to 1 Jan 2016)
• Charles Starkey

  IRN CXS00753

  • [FCA CF] Significant management (since 25 Jul 2023)
• Charlotte Ashburner

  IRN CXA00312

  • [FCA CF] Significant management (10 Aug 2023 to 3 Sep 2024)
• Charlotte Davies

  IRN CXT01367

  • CF4 Partner (9 Dec 2010 to 31 Dec 2012)
  • CF29 Significant management (1 Nov 2010 to 31 Dec 2012)
• Chris Rofe

  IRN CXR00351

  • [FCA CF] Significant management (since 17 May 2022)
• Christopher Charles Wetherell

  IRN CCW01058

  • SMF27 Partner (since 2 Aug 2024)
  • [FCA CF] Significant management (31 Mar 2021 to 2 Aug 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
• Christopher David O'Halloran

  IRN CXO00117

  • [FCA CF] Significant management (since 31 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
• Christopher James Tagg

  IRN CJT01159

  • [FCA CF] Manager of certification employee (since 31 Mar 2022)
  • [FCA CF] Significant management (since 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (13 Dec 2010 to 8 Dec 2019)

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No changes recorded yet.