Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Timothy Bastow
IRN ATB01057
- CF28 Systems and controls (9 Dec 2010 to 25 Apr 2014)
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Andrew William Norris
IRN AWN01020
- SMF27 Partner (9 Dec 2019 to 1 May 2020)
- CF4 Partner (17 Jan 2011 to 8 Dec 2019)
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Andrzej Karol Yan Danyluk
IRN AXD00553
- [FCA CF] Manager of certification employee (since 31 Mar 2022)
- [FCA CF] Significant management (since 31 Mar 2022)
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Angel Martinez Roig
IRN AXR00315
- [FCA CF] Significant management (31 Mar 2021 to 10 Dec 2021)
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Anthony James Place
IRN AJP01393
- CF4 Partner (14 Jun 2012 to 1 May 2019)
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Aoife Ryall
IRN AXR00902
- [FCA CF] Significant management (since 11 Mar 2024)
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Benedict Trynka-Watson
IRN BXT00449
- [FCA CF] Significant management (9 May 2024 to 15 Sep 2024)
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Benjamin Austen Warman
IRN BAW01064
- [FCA CF] Manager of certification employee (since 31 Mar 2023)
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (26 May 2015 to 8 Dec 2019)
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Benjamin Norman Beeson
IRN BNB01015
- CF4 Partner (28 Jan 2011 to 28 Feb 2014)
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Benjamin Paul Waterton
IRN BPW01039
- CF4 Partner (4 Jan 2011 to 8 Oct 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Homeground Management Ltd (no longer appointed)
FRN 621900 · Appointed 28 Aug 2019 · Until 15 Mar 2024
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Orbital Witness Limited (no longer appointed)
FRN 911662 · Appointed 26 Jul 2019 · Until 20 Jun 2023
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MOUNTAIN TRAINING UNITED KINGDOM & IRELAND LTD (no longer appointed)
FRN 828931 · Appointed 18 Dec 2018 · Until 17 Sep 2021
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Sysnet Global Solutions (UK) Ltd (no longer appointed)
FRN 533099 · Appointed 1 Dec 2018 · Until 20 Feb 2023
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JJ & JE Powell Partnership (no longer appointed)
FRN 824291 · Appointed 26 Oct 2018 · Until 23 Dec 2021
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Northwick Consulting Ltd (no longer appointed)
FRN 813398 · Appointed 10 Jul 2018 · Until 30 Jul 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.