Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Tim Pritchard

  IRN TXP13829

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (4 Jul 2019 to 8 Dec 2019)
• Timothy Edward Law

  IRN TEL01022

  • CF29 Significant management (1 May 2015 to 8 Dec 2019)
• Timothy Francis Wilson

  IRN TFW01017

  • CF1 Director (AR) (16 May 2022 to 27 Mar 2025)
• Timothy Peter James Liddiard

  IRN TXL00088

  • [FCA CF] Significant management (31 Mar 2021 to 27 Jan 2025)
• Tony Peter Hardy

  IRN TPH01065

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 9 Feb 2025)
  • CF29 Significant management (7 Dec 2012 to 8 Dec 2019)
  • CF4 Partner (20 Jan 2011 to 8 Dec 2019)
• Tristan Caviet

  IRN TXC00228

  • CF1 Director (AR) (21 Dec 2021 to 15 Feb 2022)
• Victoria Jayne Wylde

  IRN VXW00085

  • SMF18 Other Overall Responsibility (since 1 May 2025)
• Vincent Edward Wood

  IRN VEW01011

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF29 Significant management (3 Dec 2013 to 8 Dec 2019)
  • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
• William Barber

  IRN WXB00174

  • [FCA CF] Significant management (since 30 Jul 2024)
• William Martin Robinson

  IRN WMR01006

  • CF1 Director (AR) (20 Mar 2014 to 11 Aug 2017)

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No changes recorded yet.