Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Garry Simmons

  IRN GXS00571

  • [FCA CF] Significant management (since 30 Mar 2023)
• Gary Ennis

  IRN GXE01166

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • CF4 Partner (8 Dec 2010 to 8 Dec 2019)
• Gary William Doran

  IRN GWD01048

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 May 2017 to 8 Dec 2019)
• Gavin Horner

  IRN GXH00292

  • [FCA CF] Significant management (31 Mar 2022 to 31 Jul 2022)
• George Herbert Carrington

  IRN GXC01176

  • CF29 Significant management (19 Aug 2013 to 8 Dec 2019)
  • CF4 Partner (10 Apr 2013 to 8 Dec 2019)
• Georgina Catherine Leelodharry

  IRN GCL01033

  • CF5 Director of Unincorporated Association (AR) (15 Feb 2016 to 8 Jul 2016)
• Geraldine Anne Rosemary Morgan

  IRN GXM00258

  • [FCA CF] Significant management (since 31 Mar 2021)
• Glenn Feldman

  IRN GXF54196

  • [FCA CF] Manager of certification employee (since 10 Oct 2022)
  • [FCA CF] Significant management (since 10 Oct 2022)
• Glenn Morrison

  IRN GXM01468

  • SMF4 Chief Risk (since 17 Jun 2021)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
• Glenn Poynter

  IRN GXP23225

  • [FCA CF] CASS oversight function (31 Mar 2021 to 1 Nov 2021)
  • SMF18 Other Overall Responsibility (25 Feb 2020 to 5 Aug 2021)

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No changes recorded yet.