Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Darran Baird

  IRN DXB02011

  • CF28 Systems and controls (1 Nov 2010 to 30 Apr 2012)
• Darren Scoffield

  IRN DXS00514

  • [FCA CF] CASS oversight function (31 Mar 2022 to 30 Apr 2024)
  • [FCA CF] Manager of certification employee (31 Mar 2022 to 31 Mar 2023)
  • [FCA CF] Significant management (3 Sep 2021 to 30 Apr 2024)
• David Alexander Graham

  IRN DXG00361

  • [FCA CF] Significant management (since 31 Mar 2022)
• David Charles Hair

  IRN DCH01130

  • [FCA CF] Significant management (1 Apr 2022 to 31 Mar 2026)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
• David Hayhow

  IRN DXH01850

  • [FCA CF] Manager of certification employee (since 18 May 2022)
  • [FCA CF] Significant management (since 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (8 Dec 2010 to 8 Dec 2019)
• David Ian Lee

  IRN DIL01009

  • [FCA CF] Significant management (31 Mar 2021 to 4 Jan 2024)
• David John Gee

  IRN DJG01152

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 May 2020)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 31 Dec 2024)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Dec 2024)
  • CF2 Non Executive Director (1 Nov 2010 to 8 Dec 2019)
• David John Knock

  IRN DXK00227

  • [FCA CF] Significant management (31 Mar 2022 to 15 Jun 2023)
  • [FCA CF] Manager of certification employee (31 Mar 2022 to 15 Jul 2022)
• David Michael Ripton

  IRN DMR01161

  • [FCA CF] Significant management (since 31 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
• David Roger Preston

  IRN DXP00376

  • [FCA CF] Significant management (31 Mar 2022 to 25 Mar 2025)

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• Legis Management (UK) Ltd (no longer appointed)

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No changes recorded yet.