Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Christopher Scholfield

    IRN SCS01131

    • [FCA CF] Significant management (1 Apr 2022 to 11 Mar 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 11 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
  • Simon Edward Fenn

    IRN SEF01059

    • [FCA CF] Significant management (31 Mar 2021 to 29 Feb 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
  • Simon Gilliat

    IRN SXG26118

    • [FCA CF] Significant management (since 30 Nov 2024)
    • [FCA CF] Manager of certification employee (since 30 Nov 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (22 Sep 2020 to 29 Nov 2024)
    • SMF18 Other Overall Responsibility (28 May 2020 to 22 Sep 2020)
  • Simon Jefferey Peter Ambler

    IRN SXA00285

    • [FCA CF] Manager of certification employee (since 31 Mar 2023)
    • [FCA CF] Significant management (since 31 Mar 2021)
  • Simon Mantell

    IRN SXM04470

    • [FCA CF] Significant management (since 16 Apr 2024)
  • Simon Richard Coleman

    IRN SRC01096

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF24 Chief Operations (18 Feb 2020 to 30 Apr 2024)
    • CF4 Partner (6 Dec 2010 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
  • Sonia Charmaine Hogg

    IRN SXH00435

    • [FCA CF] Significant management (31 Mar 2021 to 9 Oct 2025)
  • Stephen David Reid

    IRN SDR01086

    • CF4 Partner (18 Jan 2011 to 6 Mar 2012)
  • Stephen Douglas Ambidge

    IRN SDA01062

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
  • Stephen Geoffrey Hurford

    IRN SGH01120

    • CF1 Director (AR) (since 30 Jan 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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