Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Barraclough

    IRN RXB00369

    • [FCA CF] Significant management (31 Mar 2021 to 4 Jan 2024)
  • Richard Charles Clarke Lee Owen

    IRN RCO01021

    • [FCA CF] Manager of certification employee (since 26 Jun 2025)
    • [FCA CF] Significant management (since 26 Jun 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF13 Chair of the Nominations Committee (6 Mar 2020 to 1 Apr 2022)
    • SMF27 Partner (9 Dec 2019 to 25 Jun 2025)
    • CF4 Partner (6 Dec 2010 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
  • Richard Denis Rawlins

    IRN RDR01007

    • CF3 Chief Executive (AR) (13 May 2016 to 8 Mar 2019)
    • CF1 Director (AR) (26 Jan 2012 to 18 Apr 2016)
  • Richard James O'Keeffe

    IRN RJO01073

    • [FCA CF] Significant management (31 Mar 2022 to 31 Aug 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (9 Aug 2012 to 8 Dec 2019)
  • Robbie John Foster Graham

    IRN RJG01260

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 1 Nov 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (10 Apr 2013 to 8 Dec 2019)
  • Robert Henry Staff

    IRN RHS01056

    • CF28 Systems and controls (1 Nov 2010 to 9 Dec 2010)
  • Robert Rechtern

    IRN RXR00308

    • [FCA CF] Significant management (3 Jan 2023 to 31 Oct 2024)
  • Robert William Waterson

    IRN RXW63136

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF18 Other Overall Responsibility (17 Jul 2020 to 31 Mar 2022)
  • Roger Solomon Curtis

    IRN RSC00006

    • CF4 Partner (18 Jan 2011 to 26 Nov 2012)
  • Roland Walter Haiser

    IRN RWH01154

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (7 Aug 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.