Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Edward Butler

  IRN EXB00247

  • [FCA CF] Significant management (since 31 Mar 2022)
• Emma Jane Poole

  IRN EXP00078

  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
• Evert-Jan Jouke Hentenaar

  IRN EJH01094

  • Responsible for Insurance Distribution (since 19 Aug 2024)
  • SMF1 Chief Executive (since 17 Jun 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
  • CF29 Significant management (10 Dec 2012 to 8 Dec 2019)
  • CF4 Partner (27 Jan 2011 to 8 Dec 2019)
• Fiona Harris

  IRN FXH01340

  • SMF11 Chair of the Audit Committee (since 1 Apr 2025)
  • SMF14 Senior Independent Director (since 20 Jan 2021)
• Fiona Kirsty MacKenzie MacLeod

  IRN FXM00092

  • [FCA CF] Significant management (31 Mar 2021 to 30 Jun 2025)
• Francis Stephen Burridge

  IRN FSB01011

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
• Frank Fripon

  IRN FXF00053

  • CF1 Director (AR) (since 3 Jan 2023)
• Gabriel Moynagh

  IRN GXM02591

  • CF3 Chief Executive (AR) (18 Aug 2021 to 14 Feb 2023)
  • CF1 Director (AR) (18 Aug 2021 to 14 Feb 2023)
• Gareth Charles Abbott

  IRN GXA00152

  • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
  • [FCA CF] Significant management (31 Mar 2022 to 27 Apr 2023)
• Garry John Moseley

  IRN GJM01201

  • CF4 Partner (13 Dec 2010 to 27 Jan 2014)

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