Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Timothy Bastow

    IRN ATB01057

    • CF28 Systems and controls (9 Dec 2010 to 25 Apr 2014)
  • Andrew William Norris

    IRN AWN01020

    • SMF27 Partner (9 Dec 2019 to 1 May 2020)
    • CF4 Partner (17 Jan 2011 to 8 Dec 2019)
  • Andrzej Karol Yan Danyluk

    IRN AXD00553

    • [FCA CF] Manager of certification employee (since 31 Mar 2022)
    • [FCA CF] Significant management (since 31 Mar 2022)
  • Angel Martinez Roig

    IRN AXR00315

    • [FCA CF] Significant management (31 Mar 2021 to 10 Dec 2021)
  • Anthony James Place

    IRN AJP01393

    • CF4 Partner (14 Jun 2012 to 1 May 2019)
  • Aoife Ryall

    IRN AXR00902

    • [FCA CF] Significant management (since 11 Mar 2024)
  • Benedict Trynka-Watson

    IRN BXT00449

    • [FCA CF] Significant management (9 May 2024 to 15 Sep 2024)
  • Benjamin Austen Warman

    IRN BAW01064

    • [FCA CF] Manager of certification employee (since 31 Mar 2023)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (26 May 2015 to 8 Dec 2019)
  • Benjamin Norman Beeson

    IRN BNB01015

    • CF4 Partner (28 Jan 2011 to 28 Feb 2014)
  • Benjamin Paul Waterton

    IRN BPW01039

    • CF4 Partner (4 Jan 2011 to 8 Oct 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.