Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Timothy Bastow
IRN ATB01057
- CF28 Systems and controls (9 Dec 2010 to 25 Apr 2014)
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Andrew William Norris
IRN AWN01020
- SMF27 Partner (9 Dec 2019 to 1 May 2020)
- CF4 Partner (17 Jan 2011 to 8 Dec 2019)
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Andrzej Karol Yan Danyluk
IRN AXD00553
- [FCA CF] Manager of certification employee (since 31 Mar 2022)
- [FCA CF] Significant management (since 31 Mar 2022)
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Angel Martinez Roig
IRN AXR00315
- [FCA CF] Significant management (31 Mar 2021 to 10 Dec 2021)
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Anthony James Place
IRN AJP01393
- CF4 Partner (14 Jun 2012 to 1 May 2019)
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Aoife Ryall
IRN AXR00902
- [FCA CF] Significant management (since 11 Mar 2024)
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Benedict Trynka-Watson
IRN BXT00449
- [FCA CF] Significant management (9 May 2024 to 15 Sep 2024)
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Benjamin Austen Warman
IRN BAW01064
- [FCA CF] Manager of certification employee (since 31 Mar 2023)
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (26 May 2015 to 8 Dec 2019)
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Benjamin Norman Beeson
IRN BNB01015
- CF4 Partner (28 Jan 2011 to 28 Feb 2014)
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Benjamin Paul Waterton
IRN BPW01039
- CF4 Partner (4 Jan 2011 to 8 Oct 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Gmund Heritage Ltd
FRN 604300 · Appointed 11 Jul 2013
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Early Years - The Organisation For Young Children
FRN 550506 · Appointed 11 May 2011
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Aston Martin Owners Club Ltd
FRN 507171 · Appointed 4 Mar 2011
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Ferrari Owners' Club Ltd
FRN 532743 · Appointed 4 Mar 2011
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DD Products and Services Ltd (no longer appointed)
FRN 977551 · Appointed 16 Jun 2022 · Until 18 Jul 2024
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Aesthetic Entrepreneurs Ltd (no longer appointed)
FRN 974418 · Appointed 21 Apr 2022 · Until 26 Jun 2024
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Association of Dental Administrators and Managers (no longer appointed)
FRN 973748 · Appointed 7 Apr 2022 · Until 12 Apr 2022
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Penult Capital Partners Limited (no longer appointed)
FRN 734456 · Appointed 22 Mar 2022 · Until 28 Mar 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.