Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Russell Gerard Winter

    IRN RGW01105

    • [FCA CF] Significant management (31 Mar 2021 to 31 Jul 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
  • Ruth Welch

    IRN RXW00477

    • [FCA CF] Significant management (since 30 Mar 2023)
  • Samantha Louise Spicer

    IRN SXS25874

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF18 Other Overall Responsibility (25 Mar 2020 to 31 Mar 2022)
  • Samuel James Ellerton

    IRN SXE00199

    • [FCA CF] Significant management (since 31 Mar 2022)
    • [FCA CF] Manager of certification employee (since 31 Mar 2022)
  • Samuel Thomas Budgen Clark

    IRN STC01050

    • SMF16 Compliance Oversight (since 6 Jun 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • CF4 Partner (1 Jun 2014 to 8 Dec 2019)
    • CF29 Significant management (18 Nov 2013 to 8 Dec 2019)
  • Sarah Jane Horler

    IRN SJH01577

    • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 30 Apr 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (19 May 2015 to 8 Dec 2019)
  • Sarah Jane O'Reilly

    IRN SJO01103

    • CF5 Director of Unincorporated Association (AR) (1 Aug 2014 to 14 Feb 2016)
  • Sarah Michelle Halldearn

    IRN SXH23316

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF18 Other Overall Responsibility (14 Feb 2020 to 31 Mar 2022)
  • Sharon Gras

    IRN SXM04480

    • [FCA CF] Significant management (since 9 May 2024)
  • Shelley Louise Wright

    IRN SLW01134

    • [FCA CF] Significant management (10 Aug 2023 to 31 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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