Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Lucy Scott
IRN LXS00304
- [FCA CF] Significant management (since 3 Sep 2021)
Luke Patrick Robert Withers
IRN LPW00029
- [FCA CF] Significant management (since 1 May 2025)
Lynn Christine Rose
IRN LXR00189
- [FCA CF] Significant management (31 Mar 2022 to 28 May 2025)
Manan Sagar
IRN MXS02821
- CF28 Systems and controls (28 Jan 2011 to 14 Dec 2011)
MarK Black
IRN MXB00859
- [FCA CF] Significant management (since 31 Mar 2022)
Marc Rowson
IRN MXR00738
- [FCA CF] Significant management (since 6 Jun 2023)
Margaret Lorraine Boyle
IRN MLB01105
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (4 Jan 2011 to 8 Dec 2019)
Mark Andrew Costin
IRN MXC00576
- [FCA CF] Significant management (since 8 May 2025)
Mark Banks
IRN MXB01331
- [FCA CF] Significant management (since 12 Mar 2024)
Mark David Jones
IRN MDJ01078
- SMF2 Chief Finance (since 27 May 2025)
- [FCA CF] Manager of certification employee (3 Feb 2025 to 26 May 2025)
- [FCA CF] Significant management (3 Feb 2025 to 26 May 2025)

Smaller firms operating under this firm's FCA authorisation.

Gmund Heritage Ltd
FRN 604300 · Appointed 11 Jul 2013
Early Years - The Organisation For Young Children
FRN 550506 · Appointed 11 May 2011
Aston Martin Owners Club Ltd
FRN 507171 · Appointed 4 Mar 2011
Ferrari Owners' Club Ltd
FRN 532743 · Appointed 4 Mar 2011
9Werks Limited (no longer appointed)
FRN 1009676 · Appointed 22 Mar 2024 · Until 21 Jul 2025
Premier Estates Limited (no longer appointed)
FRN 418207 · Appointed 9 Oct 2023 · Until 19 Jun 2025
DD Products and Services Ltd (no longer appointed)
FRN 977551 · Appointed 16 Jun 2022 · Until 18 Jul 2024
Aesthetic Entrepreneurs Ltd (no longer appointed)
FRN 974418 · Appointed 21 Apr 2022 · Until 26 Jun 2024
Association of Dental Administrators and Managers (no longer appointed)
FRN 973748 · Appointed 7 Apr 2022 · Until 12 Apr 2022
Penult Capital Partners Limited (no longer appointed)
FRN 734456 · Appointed 22 Mar 2022 · Until 28 Mar 2025

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.