Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Karen Elizabeth Allard

  IRN KXA00115

  • [FCA CF] Significant management (since 31 Mar 2021)
• Katherine Chilvers

  IRN KXC00389

  • [FCA CF] Significant management (since 12 Mar 2024)
• Katie Heiden

  IRN KXH00511

  • [FCA CF] Significant management (since 21 Jan 2025)
• Keith Andrew Harrison

  IRN KAH01086

  • SMF18 Other Overall Responsibility (31 Mar 2020 to 1 May 2020)
• Kevin Charles Harte

  IRN KCH01024

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 30 Jun 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (4 Apr 2013 to 8 Dec 2019)
• Kevin Ferguson

  IRN KXF00222

  • [FCA CF] Significant management (since 1 May 2025)
• Kevin John Culliney

  IRN KJC01093

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2026)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
• Kevin Joseph Briley

  IRN KXB00218

  • [FCA CF] Significant management (31 Mar 2021 to 1 Aug 2025)
• Kevin Stout

  IRN KXS00448

  • [FCA CF] Significant management (since 17 May 2022)
• Kieran Brian McHugh

  IRN KBM01040

  • CF4 Partner (3 Feb 2011 to 8 Dec 2019)

• Gmund Heritage Ltd

  FRN 604300 · Appointed 11 Jul 2013

• Early Years - The Organisation For Young Children

  FRN 550506 · Appointed 11 May 2011

• Aston Martin Owners Club Ltd

  FRN 507171 · Appointed 4 Mar 2011

• Ferrari Owners' Club Ltd

  FRN 532743 · Appointed 4 Mar 2011

• 9Werks Limited (no longer appointed)

  FRN 1009676 · Appointed 22 Mar 2024 · Until 21 Jul 2025

• Premier Estates Limited (no longer appointed)

  FRN 418207 · Appointed 9 Oct 2023 · Until 19 Jun 2025

• DD Products and Services Ltd (no longer appointed)

  FRN 977551 · Appointed 16 Jun 2022 · Until 18 Jul 2024

• Aesthetic Entrepreneurs Ltd (no longer appointed)

  FRN 974418 · Appointed 21 Apr 2022 · Until 26 Jun 2024

• Association of Dental Administrators and Managers (no longer appointed)

  FRN 973748 · Appointed 7 Apr 2022 · Until 12 Apr 2022

• Penult Capital Partners Limited (no longer appointed)

  FRN 734456 · Appointed 22 Mar 2022 · Until 28 Mar 2025

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