Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Gordon Duncan

  IRN GXD01673

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (26 Jun 2015 to 8 Dec 2019)
• Graham Daniel Wynes

  IRN GDW01076

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 27 Nov 2025)
  • [FCA CF] Significant management (31 Mar 2021 to 27 Nov 2025)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (1 May 2015 to 8 Dec 2019)
• Graham Robert Barden

  IRN GRB01131

  • CF4 Partner (13 Dec 2010 to 23 Apr 2017)
• Grant Rudrum

  IRN GXR00150

  • [FCA CF] Significant management (10 Oct 2022 to 30 Jun 2025)
• Gregg John Cordell

  IRN GXC00365

  • [FCA CF] Significant management (since 31 Mar 2022)
• Hannah Pring

  IRN HXP15770

  • SMF16 Compliance Oversight (18 Jun 2021 to 30 Apr 2025)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
• Harry Peter Blakelock

  IRN PXB77397

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (15 Jul 2020 to 31 Mar 2022)
• Harry William Littlechild

  IRN HXL00059

  • [FCA CF] Significant management (since 31 Mar 2021)
• Helen Berry

  IRN HXB00205

  • [FCA CF] Significant management (1 Aug 2022 to 15 Jul 2025)
• Helen Catherine Joslin

  IRN HXJ00065

  • [FCA CF] Significant management (31 Mar 2022 to 8 Nov 2022)

• Gmund Heritage Ltd

  FRN 604300 · Appointed 11 Jul 2013

• Early Years - The Organisation For Young Children

  FRN 550506 · Appointed 11 May 2011

• Aston Martin Owners Club Ltd

  FRN 507171 · Appointed 4 Mar 2011

• Ferrari Owners' Club Ltd

  FRN 532743 · Appointed 4 Mar 2011

• 9Werks Limited (no longer appointed)

  FRN 1009676 · Appointed 22 Mar 2024 · Until 21 Jul 2025

• Premier Estates Limited (no longer appointed)

  FRN 418207 · Appointed 9 Oct 2023 · Until 19 Jun 2025

• DD Products and Services Ltd (no longer appointed)

  FRN 977551 · Appointed 16 Jun 2022 · Until 18 Jul 2024

• Aesthetic Entrepreneurs Ltd (no longer appointed)

  FRN 974418 · Appointed 21 Apr 2022 · Until 26 Jun 2024

• Association of Dental Administrators and Managers (no longer appointed)

  FRN 973748 · Appointed 7 Apr 2022 · Until 12 Apr 2022

• Penult Capital Partners Limited (no longer appointed)

  FRN 734456 · Appointed 22 Mar 2022 · Until 28 Mar 2025

No changes recorded yet.