Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Butler

    IRN EXB00247

    • [FCA CF] Significant management (since 31 Mar 2022)
  • Emma Jane Poole

    IRN EXP00078

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
  • Evert-Jan Jouke Hentenaar

    IRN EJH01094

    • Responsible for Insurance Distribution (since 19 Aug 2024)
    • SMF1 Chief Executive (since 17 Jun 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF29 Significant management (10 Dec 2012 to 8 Dec 2019)
    • CF4 Partner (27 Jan 2011 to 8 Dec 2019)
  • Fiona Harris

    IRN FXH01340

    • SMF11 Chair of the Audit Committee (since 1 Apr 2025)
    • SMF14 Senior Independent Director (since 20 Jan 2021)
  • Fiona Kirsty MacKenzie MacLeod

    IRN FXM00092

    • [FCA CF] Significant management (31 Mar 2021 to 30 Jun 2025)
  • Francis Stephen Burridge

    IRN FSB01011

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
  • Frank Fripon

    IRN FXF00053

    • CF1 Director (AR) (since 3 Jan 2023)
  • Gabriel Moynagh

    IRN GXM02591

    • CF3 Chief Executive (AR) (18 Aug 2021 to 14 Feb 2023)
    • CF1 Director (AR) (18 Aug 2021 to 14 Feb 2023)
  • Gareth Charles Abbott

    IRN GXA00152

    • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
    • [FCA CF] Significant management (31 Mar 2022 to 27 Apr 2023)
  • Garry John Moseley

    IRN GJM01201

    • CF4 Partner (13 Dec 2010 to 27 Jan 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.