Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stephen Hitchcock

  IRN SXH01469

  • CF29 Significant management (1 Nov 2010 to 7 Mar 2011)
• Stephen James Bracey

  IRN SJB01567

  • [FCA CF] Significant management (31 Mar 2021 to 31 Oct 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (6 Dec 2010 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
• Stephen Patrick Davey

  IRN SPD01129

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (12 Apr 2013 to 8 Dec 2019)
• Steven Cox

  IRN SCC01112

  • [FCA CF] Significant management (since 3 Sep 2021)
• Steven David Rust

  IRN SDR01085

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
• Steven Webb

  IRN SXW00999

  • [FCA CF] Significant management (since 28 Apr 2025)
• Susan Carol Vernon

  IRN SXV00060

  • [FCA CF] Significant management (since 31 Mar 2021)
• Thomas Edward Rowley

  IRN TER01023

  • [FCA CF] Manager of certification employee (since 10 Jan 2024)
  • [FCA CF] Significant management (since 10 Jan 2024)
• Thomas Hester

  IRN TXH00284

  • [FCA CF] Significant management (18 May 2022 to 7 Aug 2025)
• Thomas Klinkenberg

  IRN TXK00244

  • [FCA CF] Significant management (11 Dec 2023 to 14 Nov 2025)

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  FRN 653674 · Appointed 11 Nov 2014

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