Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Neil Sully

  IRN NXS01666

  • CF1 Director (AR) (16 Feb 2011 to 3 Jan 2018)
• Neville John Charles Miles

  IRN NJM01152

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (10 Jan 2011 to 8 Dec 2019)
• Nicholas Paul Havers

  IRN NXH00109

  • [FCA CF] Significant management (since 31 Oct 2023)
• Oliver Hutchings

  IRN OXH00091

  • [FCA CF] Manager of certification employee (since 24 May 2024)
  • [FCA CF] Significant management (since 24 May 2024)
• Oliver James Wheatley

  IRN OXW00044

  • [FCA CF] Significant management (31 Mar 2022 to 11 Jul 2024)
• Pamela Susan Blamey

  IRN PXB00284

  • [FCA CF] Significant management (31 Mar 2021 to 12 Aug 2022)
• Paul Bainbridge

  IRN PXB00278

  • [FCA CF] Significant management (since 31 Mar 2021)
• Paul Charles Browne

  IRN PCB01121

  • CF4 Partner (16 Apr 2013 to 23 Apr 2017)
• Paul David Jenkins

  IRN PXJ00173

  • [FCA CF] Significant management (31 Mar 2022 to 31 Mar 2023)
• Paul David Randall

  IRN PDR01088

  • CF4 Partner (28 Jan 2011 to 3 Dec 2013)

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