Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Martin Reginald Horsler

  IRN MRH01229

  • CF1 Director (AR) (9 Oct 2012 to 3 Jan 2018)
• Martin Whalley

  IRN MXW00788

  • [FCA CF] Significant management (since 31 Oct 2023)
• Martyn Craig Worsley

  IRN MXW00321

  • SMF27 Partner (since 9 Feb 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
• Matthew Humphries

  IRN MXH01017

  • [FCA CF] Significant management (since 6 Jun 2023)
• Matthew Kerr Miller

  IRN MXM00830

  • [FCA CF] Manager of certification employee (31 Mar 2023 to 1 May 2025)
  • [FCA CF] Significant management (31 Mar 2022 to 1 May 2025)
• Matthew Thomas John Davies

  IRN MTD01042

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
• Michael Alan Reynolds

  IRN MXR00523

  • [FCA CF] Manager of certification employee (since 2 Nov 2023)
  • [FCA CF] Significant management (since 31 Mar 2022)
• Michael Andrew Farrell

  IRN MAF01173

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
• Michael Bogdan

  IRN MXB00916

  • [FCA CF] Significant management (since 17 May 2022)
• Michael Brian Ellis

  IRN MXE00193

  • [FCA CF] Significant management (since 10 Aug 2023)
  • [FCA CF] Significant management (31 Mar 2022 to 31 Mar 2023)

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