Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Fiona Roberts

    IRN AXR00561

    • [FCA CF] Significant management (31 Mar 2022 to 30 Jun 2022)
  • Alistair James Christopher Rivers

    IRN AJR01262

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • CF4 Partner (3 May 2018 to 8 Dec 2019)
  • Allison Paige Hollern

    IRN APH01177

    • SMF27 Partner (9 Dec 2019 to 6 Nov 2020)
    • CF4 Partner (1 Jun 2014 to 8 Dec 2019)
  • Andrea Fernandez Paredes

    IRN AXP00352

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Dec 2021)
  • Andrea Guffanti

    IRN AXG00887

    • [FCA CF] Manager of certification employee (since 21 Feb 2025)
    • [FCA CF] Significant management (since 11 Mar 2024)
  • Andrew Clark Nicholson

    IRN ACN01038

    • [FCA CF] Significant management (since 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
  • Andrew Duncan James Butt

    IRN ADB01216

    • CF29 Significant management (6 Apr 2011 to 1 Jul 2014)
    • CF4 Partner (18 Jan 2011 to 1 Jul 2014)
  • Andrew John Cornish

    IRN AJC01533

    • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
  • Andrew Monkhouse

    IRN AXM03178

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 26 May 2025)
    • CF4 Partner (21 Apr 2017 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2016 to 8 Dec 2019)
  • Andrew Robert Brown

    IRN ARB01226

    • [FCA CF] Manager of certification employee (since 27 Mar 2023)
    • [FCA CF] Significant management (since 27 Mar 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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