Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Owen Dyson

    IRN HOD01009

    • SMF27 Partner (9 Dec 2019 to 1 May 2020)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Sep 2016 to 8 Dec 2019)
  • Henry Richmond Bond

    IRN HRB01036

    • CF2 Non Executive Director (20 Nov 2013 to 8 Dec 2019)
  • Ian Blackadder

    IRN IXB01285

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (10 Dec 2010 to 8 Dec 2019)
  • Ian Charles Michael Harrison

    IRN ICH01035

    • [FCA CF] Significant management (31 Mar 2021 to 15 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (28 Jan 2011 to 8 Dec 2019)
  • Ian Christopher Jones

    IRN IXJ22801

    • CF1 Director (AR) (7 Jan 2020 to 1 Jun 2023)
  • Ian James Millar

    IRN IXM00128

    • [FCA CF] Significant management (since 31 Mar 2022)
    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • Ian John Cooper

    IRN IJC01058

    • SMF27 Partner (9 Dec 2019 to 1 May 2020)
    • CF29 Significant management (7 Dec 2012 to 8 Dec 2019)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
  • Ian Kerrison

    IRN IXK00013

    • [FCA CF] Significant management (since 13 Feb 2023)
  • Ian Nicholas Canham

    IRN INC01001

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (17 Jan 2011 to 8 Dec 2019)
  • Ian Paul Martin

    IRN IPM01040

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF18 Other Overall Responsibility (17 Jul 2020 to 31 Mar 2022)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.