Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Gordon Duncan

  IRN GXD01673

  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (26 Jun 2015 to 8 Dec 2019)
• Graham Daniel Wynes

  IRN GDW01076

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 27 Nov 2025)
  • [FCA CF] Significant management (31 Mar 2021 to 27 Nov 2025)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (1 May 2015 to 8 Dec 2019)
• Graham Robert Barden

  IRN GRB01131

  • CF4 Partner (13 Dec 2010 to 23 Apr 2017)
• Grant Rudrum

  IRN GXR00150

  • [FCA CF] Significant management (10 Oct 2022 to 30 Jun 2025)
• Gregg John Cordell

  IRN GXC00365

  • [FCA CF] Significant management (since 31 Mar 2022)
• Hannah Pring

  IRN HXP15770

  • SMF16 Compliance Oversight (18 Jun 2021 to 30 Apr 2025)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
• Harry Peter Blakelock

  IRN PXB77397

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (15 Jul 2020 to 31 Mar 2022)
• Harry William Littlechild

  IRN HXL00059

  • [FCA CF] Significant management (since 31 Mar 2021)
• Helen Berry

  IRN HXB00205

  • [FCA CF] Significant management (1 Aug 2022 to 15 Jul 2025)
• Helen Catherine Joslin

  IRN HXJ00065

  • [FCA CF] Significant management (31 Mar 2022 to 8 Nov 2022)

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