Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Tim Pritchard
IRN TXP13829
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (4 Jul 2019 to 8 Dec 2019)
Timothy Edward Law
IRN TEL01022
- CF29 Significant management (1 May 2015 to 8 Dec 2019)
Timothy Francis Wilson
IRN TFW01017
- CF1 Director (AR) (16 May 2022 to 27 Mar 2025)
Timothy Peter James Liddiard
IRN TXL00088
- [FCA CF] Significant management (31 Mar 2021 to 27 Jan 2025)
Tony Peter Hardy
IRN TPH01065
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 9 Feb 2025)
- CF29 Significant management (7 Dec 2012 to 8 Dec 2019)
- CF4 Partner (20 Jan 2011 to 8 Dec 2019)
Tristan Caviet
IRN TXC00228
- CF1 Director (AR) (21 Dec 2021 to 15 Feb 2022)
Victoria Jayne Wylde
IRN VXW00085
- SMF18 Other Overall Responsibility (since 1 May 2025)
Vincent Edward Wood
IRN VEW01011
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF29 Significant management (3 Dec 2013 to 8 Dec 2019)
- CF4 Partner (13 Dec 2010 to 8 Dec 2019)
William Barber
IRN WXB00174
- [FCA CF] Significant management (since 30 Jul 2024)
William Martin Robinson
IRN WMR01006
- CF1 Director (AR) (20 Mar 2014 to 11 Aug 2017)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.