Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stephen Hitchcock
IRN SXH01469
- CF29 Significant management (1 Nov 2010 to 7 Mar 2011)
Stephen James Bracey
IRN SJB01567
- [FCA CF] Significant management (31 Mar 2021 to 31 Oct 2022)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (6 Dec 2010 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
Stephen Patrick Davey
IRN SPD01129
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (12 Apr 2013 to 8 Dec 2019)
Steven Cox
IRN SCC01112
- [FCA CF] Significant management (since 3 Sep 2021)
Steven David Rust
IRN SDR01085
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (13 Dec 2010 to 8 Dec 2019)
Steven Webb
IRN SXW00999
- [FCA CF] Significant management (since 28 Apr 2025)
Susan Carol Vernon
IRN SXV00060
- [FCA CF] Significant management (since 31 Mar 2021)
Thomas Edward Rowley
IRN TER01023
- [FCA CF] Manager of certification employee (since 10 Jan 2024)
- [FCA CF] Significant management (since 10 Jan 2024)
Thomas Hester
IRN TXH00284
- [FCA CF] Significant management (18 May 2022 to 7 Aug 2025)
Thomas Klinkenberg
IRN TXK00244
- [FCA CF] Significant management (11 Dec 2023 to 14 Nov 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.