Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Graham Meads
IRN PGM01156
- CF1 Director (AR) (10 Aug 2017 to 4 Apr 2022)
Paul James Cooper
IRN PJC01436
- SMF27 Partner (9 Dec 2019 to 28 Mar 2022)
- CF4 Partner (4 May 2018 to 8 Dec 2019)
Paul James Warren
IRN PXW00304
- [FCA CF] Significant management (31 Mar 2022 to 15 Jul 2022)
Paul Kelly
IRN PXK00318
- [FCA CF] Significant management (since 30 Mar 2023)
Paul Leslie Feldman
IRN PLF01027
- CF4 Partner (2 Mar 2011 to 8 Dec 2019)
Paul Michael Goudime-Levkovitsch
IRN PMG01105
- [FCA CF] Significant management (since 30 Jul 2024)
- CF4 Partner (9 Aug 2012 to 8 Dec 2019)
Paul Taylor
IRN PXT00140
- [FCA CF] Significant management (since 31 Mar 2021)
Paul Vincent Jack
IRN PVJ00005
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
- CF4 Partner (6 Dec 2010 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
Peter Andrew Singleton
IRN PXS00306
- [FCA CF] Significant management (31 Mar 2021 to 30 Mar 2026)
Peter Carew-Gibbs
IRN PXC01936
- CF4 Partner (28 Jan 2011 to 1 May 2017)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.