Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Neil Sully
IRN NXS01666
- CF1 Director (AR) (16 Feb 2011 to 3 Jan 2018)
Neville John Charles Miles
IRN NJM01152
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Jan 2011 to 8 Dec 2019)
Nicholas Paul Havers
IRN NXH00109
- [FCA CF] Significant management (since 31 Oct 2023)
Oliver Hutchings
IRN OXH00091
- [FCA CF] Manager of certification employee (since 24 May 2024)
- [FCA CF] Significant management (since 24 May 2024)
Oliver James Wheatley
IRN OXW00044
- [FCA CF] Significant management (31 Mar 2022 to 11 Jul 2024)
Pamela Susan Blamey
IRN PXB00284
- [FCA CF] Significant management (31 Mar 2021 to 12 Aug 2022)
Paul Bainbridge
IRN PXB00278
- [FCA CF] Significant management (since 31 Mar 2021)
Paul Charles Browne
IRN PCB01121
- CF4 Partner (16 Apr 2013 to 23 Apr 2017)
Paul David Jenkins
IRN PXJ00173
- [FCA CF] Significant management (31 Mar 2022 to 31 Mar 2023)
Paul David Randall
IRN PDR01088
- CF4 Partner (28 Jan 2011 to 3 Dec 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.