Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Reginald Horsler

    IRN MRH01229

    • CF1 Director (AR) (9 Oct 2012 to 3 Jan 2018)
  • Martin Whalley

    IRN MXW00788

    • [FCA CF] Significant management (since 31 Oct 2023)
  • Martyn Craig Worsley

    IRN MXW00321

    • SMF27 Partner (since 9 Feb 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • Matthew Humphries

    IRN MXH01017

    • [FCA CF] Significant management (since 6 Jun 2023)
  • Matthew Kerr Miller

    IRN MXM00830

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 1 May 2025)
    • [FCA CF] Significant management (31 Mar 2022 to 1 May 2025)
  • Matthew Thomas John Davies

    IRN MTD01042

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
  • Michael Alan Reynolds

    IRN MXR00523

    • [FCA CF] Manager of certification employee (since 2 Nov 2023)
    • [FCA CF] Significant management (since 31 Mar 2022)
  • Michael Andrew Farrell

    IRN MAF01173

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
  • Michael Bogdan

    IRN MXB00916

    • [FCA CF] Significant management (since 17 May 2022)
  • Michael Brian Ellis

    IRN MXE00193

    • [FCA CF] Significant management (since 10 Aug 2023)
    • [FCA CF] Significant management (31 Mar 2022 to 31 Mar 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.