Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Larry Karl Spurgeon
IRN LKS01020
- [FCA CF] Significant management (31 Mar 2021 to 30 Apr 2023)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Dec 2010 to 8 Dec 2019)
Laura Kristy Paddison
IRN LXP00251
- [FCA CF] Significant management (31 Mar 2022 to 14 Mar 2023)
Laura Skaanild
IRN LXS00299
- [FCA CF] Significant management (23 Jun 2023 to 28 May 2025)
Lauren Wake
IRN LXW00350
- [FCA CF] Significant management (since 5 May 2023)
Leanne Foot
IRN LXF00234
- [FCA CF] Significant management (22 Apr 2024 to 14 Nov 2025)
Lee Catling
IRN LXC00483
- [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)
Leo Flindall
IRN LXF00281
- SMF18 Other Overall Responsibility (since 6 Jun 2025)
- [FCA CF] Manager of certification employee (27 Mar 2025 to 5 Jun 2025)
- [FCA CF] Significant management (27 Mar 2025 to 5 Jun 2025)
Lisa Jane Fantom
IRN LXF00207
- CF1 Director (AR) (9 Oct 2023 to 19 Jun 2025)
Lisa Parker
IRN LXP00373
- [FCA CF] Significant management (since 16 Apr 2024)
- [FCA CF] Manager of certification employee (since 16 Apr 2024)
Lucie-Jayne Louch
IRN LXL00222
- [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.