Lockton Companies LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karen Elizabeth Allard
IRN KXA00115
- [FCA CF] Significant management (since 31 Mar 2021)
Katherine Chilvers
IRN KXC00389
- [FCA CF] Significant management (since 12 Mar 2024)
Katie Heiden
IRN KXH00511
- [FCA CF] Significant management (since 21 Jan 2025)
Keith Andrew Harrison
IRN KAH01086
- SMF18 Other Overall Responsibility (31 Mar 2020 to 1 May 2020)
Kevin Charles Harte
IRN KCH01024
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 30 Jun 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (4 Apr 2013 to 8 Dec 2019)
Kevin Ferguson
IRN KXF00222
- [FCA CF] Significant management (since 1 May 2025)
Kevin John Culliney
IRN KJC01093
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2026)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (18 Jan 2011 to 8 Dec 2019)
Kevin Joseph Briley
IRN KXB00218
- [FCA CF] Significant management (31 Mar 2021 to 1 Aug 2025)
Kevin Stout
IRN KXS00448
- [FCA CF] Significant management (since 17 May 2022)
Kieran Brian McHugh
IRN KBM01040
- CF4 Partner (3 Feb 2011 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.