Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gordon Duncan
IRN GXD01673
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (26 Jun 2015 to 8 Dec 2019)
Graham Daniel Wynes
IRN GDW01076
- [FCA CF] Manager of certification employee (31 Mar 2021 to 27 Nov 2025)
- [FCA CF] Significant management (31 Mar 2021 to 27 Nov 2025)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (1 May 2015 to 8 Dec 2019)
Graham Robert Barden
IRN GRB01131
- CF4 Partner (13 Dec 2010 to 23 Apr 2017)
Grant Rudrum
IRN GXR00150
- [FCA CF] Significant management (10 Oct 2022 to 30 Jun 2025)
Gregg John Cordell
IRN GXC00365
- [FCA CF] Significant management (since 31 Mar 2022)
Hannah Pring
IRN HXP15770
- SMF16 Compliance Oversight (18 Jun 2021 to 30 Apr 2025)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
Harry Peter Blakelock
IRN PXB77397
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (15 Jul 2020 to 31 Mar 2022)
Harry William Littlechild
IRN HXL00059
- [FCA CF] Significant management (since 31 Mar 2021)
Helen Berry
IRN HXB00205
- [FCA CF] Significant management (1 Aug 2022 to 15 Jul 2025)
Helen Catherine Joslin
IRN HXJ00065
- [FCA CF] Significant management (31 Mar 2022 to 8 Nov 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.