Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Larry Karl Spurgeon

  IRN LKS01020

  • [FCA CF] Significant management (31 Mar 2021 to 30 Apr 2023)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (10 Dec 2010 to 8 Dec 2019)
• Laura Kristy Paddison

  IRN LXP00251

  • [FCA CF] Significant management (31 Mar 2022 to 14 Mar 2023)
• Laura Skaanild

  IRN LXS00299

  • [FCA CF] Significant management (23 Jun 2023 to 28 May 2025)
• Lauren Wake

  IRN LXW00350

  • [FCA CF] Significant management (since 5 May 2023)
• Leanne Foot

  IRN LXF00234

  • [FCA CF] Significant management (22 Apr 2024 to 14 Nov 2025)
• Lee Catling

  IRN LXC00483

  • [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)
• Leo Flindall

  IRN LXF00281

  • SMF18 Other Overall Responsibility (since 6 Jun 2025)
  • [FCA CF] Manager of certification employee (27 Mar 2025 to 5 Jun 2025)
  • [FCA CF] Significant management (27 Mar 2025 to 5 Jun 2025)
• Lisa Jane Fantom

  IRN LXF00207

  • CF1 Director (AR) (9 Oct 2023 to 19 Jun 2025)
• Lisa Parker

  IRN LXP00373

  • [FCA CF] Significant management (since 16 Apr 2024)
  • [FCA CF] Manager of certification employee (since 16 Apr 2024)
• Lucie-Jayne Louch

  IRN LXL00222

  • [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)

• Caradoc Medical Services Ltd (no longer appointed)

  FRN 532995 · Appointed 23 Dec 2010 · Until 10 Feb 2021

• GFS (IFA) Ltd (no longer appointed)

  FRN 481811 · Appointed 30 Nov 2010 · Until 28 Mar 2012

• Sport UK Limited (no longer appointed)

  FRN 535797 · Appointed 12 Nov 2010 · Until 24 Nov 2017

• Mapledown Underwriting LLP (no longer appointed)

  FRN 535234 · Appointed 8 Nov 2010 · Until 1 May 2011

No changes recorded yet.