Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Karen Elizabeth Allard

  IRN KXA00115

  • [FCA CF] Significant management (since 31 Mar 2021)
• Katherine Chilvers

  IRN KXC00389

  • [FCA CF] Significant management (since 12 Mar 2024)
• Katie Heiden

  IRN KXH00511

  • [FCA CF] Significant management (since 21 Jan 2025)
• Keith Andrew Harrison

  IRN KAH01086

  • SMF18 Other Overall Responsibility (31 Mar 2020 to 1 May 2020)
• Kevin Charles Harte

  IRN KCH01024

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 30 Jun 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (4 Apr 2013 to 8 Dec 2019)
• Kevin Ferguson

  IRN KXF00222

  • [FCA CF] Significant management (since 1 May 2025)
• Kevin John Culliney

  IRN KJC01093

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2026)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
• Kevin Joseph Briley

  IRN KXB00218

  • [FCA CF] Significant management (31 Mar 2021 to 1 Aug 2025)
• Kevin Stout

  IRN KXS00448

  • [FCA CF] Significant management (since 17 May 2022)
• Kieran Brian McHugh

  IRN KBM01040

  • CF4 Partner (3 Feb 2011 to 8 Dec 2019)

• Caradoc Medical Services Ltd (no longer appointed)

  FRN 532995 · Appointed 23 Dec 2010 · Until 10 Feb 2021

• GFS (IFA) Ltd (no longer appointed)

  FRN 481811 · Appointed 30 Nov 2010 · Until 28 Mar 2012

• Sport UK Limited (no longer appointed)

  FRN 535797 · Appointed 12 Nov 2010 · Until 24 Nov 2017

• Mapledown Underwriting LLP (no longer appointed)

  FRN 535234 · Appointed 8 Nov 2010 · Until 1 May 2011

No changes recorded yet.