Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• John Peter Everett

  IRN JPE01050

  • CF4 Partner (21 Dec 2010 to 1 May 2016)
• John William Matthew Rittner

  IRN JWR01103

  • CF1 Director (AR) (29 Aug 2018 to 3 Feb 2020)
• Jon Green

  IRN JXG24559

  • SMF27 Partner (since 23 Sep 2020)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF18 Other Overall Responsibility (20 Mar 2020 to 23 Sep 2020)
• Jonathan Bishop

  IRN JXB03817

  • [FCA CF] Significant management (since 2 Jul 2024)
  • [FCA CF] Manager of certification employee (since 2 Jul 2024)
• Jonathan Hackett

  IRN JXH75338

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (6 Jul 2020 to 31 Mar 2022)
• Jordan Moss

  IRN JXM01347

  • [FCA CF] Significant management (30 Mar 2023 to 31 Jan 2026)
• Julian Timothy James

  IRN JTJ01010

  • CF4 Partner (6 Dec 2010 to 31 Jan 2013)
  • CF29 Significant management (1 Nov 2010 to 31 Jan 2013)
• Julie Dawn Coates

  IRN JDC01205

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
  • CF4 Partner (1 May 2017 to 8 Dec 2019)
  • CF28 Systems and controls (9 Sep 2014 to 8 Dec 2019)
• Justin Pinches

  IRN JXP24548

  • [FCA CF] Significant management (since 10 Aug 2023)
  • [FCA CF] Significant management (31 Mar 2021 to 1 Dec 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 1 Dec 2022)
  • SMF18 Other Overall Responsibility (18 Feb 2020 to 31 Mar 2022)
• Kajan Nithiananthan

  IRN KXN00052

  • [FCA CF] Significant management (since 31 Mar 2021)

• Caradoc Medical Services Ltd (no longer appointed)

  FRN 532995 · Appointed 23 Dec 2010 · Until 10 Feb 2021

• GFS (IFA) Ltd (no longer appointed)

  FRN 481811 · Appointed 30 Nov 2010 · Until 28 Mar 2012

• Sport UK Limited (no longer appointed)

  FRN 535797 · Appointed 12 Nov 2010 · Until 24 Nov 2017

• Mapledown Underwriting LLP (no longer appointed)

  FRN 535234 · Appointed 8 Nov 2010 · Until 1 May 2011

No changes recorded yet.