Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Charles Frost

    IRN MCF01062

    • CF2 Non Executive Director (1 Nov 2010 to 1 May 2016)
  • Michael Denis Kerridge

    IRN MXK00491

    • [FCA CF] Significant management (since 31 Mar 2022)
  • Michael James

    IRN MXJ00171

    • [FCA CF] Significant management (since 6 Jun 2023)
  • Michael John Tyler

    IRN MJT00063

    • CF4 Partner (19 Apr 2013 to 30 Apr 2018)
  • Michael Paul Hammond

    IRN MPH01107

    • Responsible for Insurance Mediation (6 Feb 2013 to 1 May 2016)
    • CF3 Chief Executive (6 Feb 2013 to 1 Apr 2013)
    • CF2 Non Executive Director (9 Aug 2012 to 1 Feb 2013)
    • CF4 Partner (10 Dec 2010 to 31 Jul 2012)
    • CF29 Significant management (1 Nov 2010 to 31 Jul 2012)
  • Michael Robert Lea

    IRN MRL01142

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (3 May 2018 to 8 Dec 2019)
  • Miles Barrington Charles Bourne

    IRN MBB01082

    • SMF24 Chief Operations (since 2 Feb 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 2 Feb 2023)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Sep 2016 to 8 Dec 2019)
  • Muamer Hadzipasic

    IRN MXH01111

    • [FCA CF] Significant management (14 Nov 2023 to 6 Jun 2025)
  • Natalie Jacqueline Caviet

    IRN NXC00227

    • CF1 Director (AR) (21 Dec 2021 to 15 Feb 2022)
  • Neil Keith Nimmo

    IRN NKN00002

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF7 Group Entity Senior Manager (7 Aug 2020 to 30 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2024)
    • Responsible for Insurance Mediation (1 May 2016 to 30 Sep 2018)
    • CF3 Chief Executive (1 May 2016 to 8 Dec 2019)
    • CF4 Partner (19 Jan 2011 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.